Regulatory Compliance

Turn complex regulations into defensible data governance

Regulatory compliance requires continuous oversight of data, defensible decision-making, and evidence that stands up under scrutiny.

The Infotechtion Data Governance Platform enables organizations to operationalize regulatory compliance across cloud, SaaS, and on-premises data, transforming regulatory requirements into automated, measurable, and auditable policy enforcements.

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ISO 27001Information Security

SEC 17a-4Financial Records

EU AI ActAI Governance

GDPRData Protection

ISO 27701Privacy Management

ISO 9001Quality Management

Security and information management standards (ISO)

Financial and market regulations (SEC, FCA, MiFID II)

Records retention and evidentiary obligations

AI governance and accountability requirements

Country-specific data privacy laws

Security ControlsAccess ControlEncryptionAudit Logging & MonitoringRetention PolicyRecords ManagementImmutabilityTransparency & AccountabilityRisk AssessmentImpact AssessmentGovernance & Policy EnforcementIncident ResponseBreach NotificationThird-Party RiskData Sharing Controls

Data Lifecycle

Manage the full lifecycle of data in line with regulation.

Identify and classify information assets across the enterprise
Assign ownership and accountability for regulated data
Enforce access, retention, and protection policies consistently
Maintain auditable records of risk treatment and control effectiveness

Records Compliance

Ensuring integrity, retention, and non-repudiation aligned with records compliance.

Identifying regulated records across structured and unstructured data
Enforcing retention and disposition rules aligned to regulatory mandates
Preserving immutable audit trails for record creation, modification, and access
Supporting legal holds, supervision, and investigation workflows

Govern your data before it becomes a compliance liability.

Compliance failures rarely stem from a lack of policy. They arise from lack of operational control and evidence.

Regulation / Standard	Regulatory Focus	Governance Capabilities	Evidence & Outputs
ISO 27001Information Security Management	Protection of information assets, risk management, access control, auditability	Enterprise data discovery and classification Ownership and accountability assignment Risk-based access governance across cloud & on-prem Continuous monitoring of control effectiveness	Information asset register Access risk assessments Control enforcement logs Audit-ready reports for Annex A controls
ISO 27701Privacy Information Management	Protection of personal data, lawful processing, privacy controls	Identification of personal and sensitive data Policy-driven access and usage controls Data minimization and retention enforcement Support for DPIA and privacy governance workflows	Records of processing activities Evidence of access restrictions Retention and deletion logs DPIA supporting artifacts
ISO 9001Quality Management	Consistency, accountability, process control	Standardized data governance workflows Role-based approvals and change management Continuous monitoring of policy adherence	Documented governance procedures Approval and decision audit trails Non-conformance and corrective action records
SEC 17a-4Financial Records Retention	Record immutability, retention, supervision, reproducibility	Identification of regulated financial records Enforcement of retention and legal hold policies Monitoring of access and usage of regulated records Preservation of immutable audit evidence	Retention schedules and enforcement logs Access and supervision records Legal hold evidence Tamper-resistant audit trails
Enterprise RecordsGlobal Regulations	Defensible retention, disposition, legal readiness	Records classification across structured & unstructured data Jurisdiction-aware retention policies Controlled disposition with approvals Litigation and investigation support	Records inventory Retention and disposal certificates Legal hold tracking Investigation evidence packs
EU AI ActAI Governance	Data quality, risk management, transparency, accountability	Identification of AI-relevant datasets Governance of access to high-risk data Data lineage and usage traceability Risk assessment and governance workflows	AI data risk assessments Dataset lineage documentation Access and usage logs Governance decision evidence
GDPR / UK GDPRData Protection	Lawful processing, access control, accountability	Identification and classification of personal data Role-based and purpose-based access governance Retention and minimization controls Support for regulatory reporting	Records of processing Access justification reports Retention enforcement evidence Regulatory response artifacts
Country-Specific PrivacyUS, APAC, ME, etc.	Data protection, residency, sovereignty	Jurisdiction-aware data discovery Localized access and retention controls Segmentation of data handling by geography	Jurisdiction-specific compliance reports Access and residency evidence Audit artifacts for local regulators

Financial Institution Strengthens Data Security Posture

How a leading financial institution leveraged Infotechtion to discover, classify and protect sensitive data across their enterprise.

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UK Insurance Provider Powers AI Adoption with Infotechtion

How a leading UK insurance provider transformed their data governance to enable secure and compliant AI adoption.

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Reduce regulatory risk without slowing the business

The Infotechtion Data Governance Platform enables organizations to translate regulatory requirements into practical, enforceable, and auditable governance controls across cloud and on-prem environments.

See how your regulatory obligations can be operationalized, not just documented.